Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. The LifeGreen color is a trademark of Regions Bank. Jeremy King | Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Danella earned a bachelors degree in Economics and English from Vanderbilt. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. He earned a masters degree in Human Resources from Boston University. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. The solution? 2023Gartner, Inc. and/or its affiliates. Hope D.Mehlman He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. C. Ward Cheatham In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Most recently, Danella served as Head of Private Wealth Management. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Paul, Seattle, and Portland. About this role. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Nolan joined Regions in 1989. In 2006, he led the HR integration during the Regions/AmSouth merger. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. 205-264-4551 John Turner is president and chief executive officer of Regions Financial Corporation. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Senior Executive Vice President was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. He leads the company's Executive Leadership Team. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Design a human-centric compliance culture. Tammy LoCascio Chief Operating Officer . Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Executive Vice President Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Senior Executive Vice President Executive Vice President She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. During this period, he served in line management positions in manufacturing, distribution and sales. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Chief Legal Officer and Corporate Secretary. Cheatham graduated from Auburn University with a bachelors degree in accounting. Chief Human Resources Officer. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Chief Governance Officer and Assistant Corporate Secretary. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Dana W. Nolan Questions about becoming a Gartner client? Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Senior Executive Vice President Ronald G. Smith Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. She is also a member of the Rotary Club of Greater Birmingham. Chief Risk Officer. She leads all institutional, retail and fixed income investor relations functions. Head of Wealth Management Group. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Youre about to leave Regions to use an external site. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Chief Data and Analytics Officer. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Core Product Marketing. Boots Gale, III is general counsel and corporate secretary for Regions. December 09, 2020, 1:13 p.m. EST 1 Min Read. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Fournier J. Gale, III Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Head of Corporate Banking Group. Building a detailed plan. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Privacy Policy. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. and Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. September 13 Law and regulation Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. ET Ritter is a member of Regions Executive Leadership Team. Regions Investment Solutions is a marketing name of Cetera Investment Services. and Andy Hernandez is Chief Digital Officer for Regions. The LifeGreen color is a trademark of Regions Bank. Head - Financial Risk. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Nix to oversee corporate governance framework supporting Regions services for customers and communities. 2023 Regions Bank. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. This 32-page document allows for easier reading and reference. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Head of the Wealth Management Group. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Andrew Nix will join Regions as chief governance officer on March 17. Privacy Policy. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Head of Consumer Banking Group. Andrews experience and insights will help us build on these accomplishments. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Senior Executive Vice President Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Gartner Terms of Use Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). She is also responsible for managing the companys relationships with credit rating agencies. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Embed controls to reduce risk in a hybrid work environment. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Birmingham's largest bank has added a new leader to its ranks. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Commercial Banking includes clients with revenues between $1MM and $250MM. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Meet Andrew Nix. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Beth Ardoin Chief Communications Officer . John M. Turner, Jr. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Bill Ritter serves as Head of the Wealth Management group. Head of Enterprise Operations. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. All Rights Reserved. Nix will report to Tara Plimpton, chief legal officer for the bank. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Head of Investor Relations. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored.